Regulatory Marketing and Advertising Reviews

Meeting tough timelines and mitigating regulatory risk requires partnership. 

Iron Road Partners can meet the tight timeframes required for compliance reviews of marketing materials and conduct the difficult calculations necessary to confirm your track record. Our experience with sophisticated clients, complex investment products and exacting regulators enables us to provide high quality, efficient reviews and analyses.

Services include:

• Ongoing marketing compliance reviews

• Track record calculation and verification

• Marketing and advertising material assessment

• Valuation and performance testing

• Substantiation reviews