Jamie Peterson, Director
Jamie joined Iron Road Partners in 2024 and has nearly 30 years of experience in the financial industry. Prior to Iron Road, Jamie was the Americas Chief Compliance Officer (CCO) at Wellington Management Company, where he was responsible for leading the compliance teams responsible for all compliance matters in the US and in Canada. He served as CCO for Wellington Management Company LLP, Wellington Alternative Investments LLC, Wellington Funds US LLC, Wellington Management Canada ULC, and Wellington’s affiliated broker-dealer Wellington Funds Distributors Inc. While at Wellington, Jamie provided regulatory compliance advice across the firm, led SEC, CTFC, NFA, FINRA, OSC and OCC compliance programs, designed and implemented surveillance, testing and annual reviews, and successfully led numerous regulatory examinations across a wide range of business practices.
Before Wellington, Jamie was the Chief Compliance Officer at Highfields Capital Management, where he built Highfield’s 206(4)-7 compliance program and initially registered Highfields as an investment adviser with the SEC. Earlier, Jamie held capital markets risk and compliance roles at Citigroup Global Markets, Inc. and traded equities at Fleet Trading.
Jamie received his Bachelor of Arts in Policy and Management Studies from Dickinson College.